6/23/24 Harris or Trump: What difference does it make to India?

On October 22nd, 2024, Dr. Deepa Ollapally, Research Professor of International Affairs and Director of the Rising Powers Initiative, authored an article for 360Info titled “Harris or Trump: What difference does it make to India?”

Harris or Trump: What difference does it make to India?

With the ‘Trumpification’ of US politics, there is a convergence of sorts between the Democrat and Republican candidates on several key policy issues.

Originally published in 360Info | 22 October 2024

US Presidential hopeful Donald Trump delivered a significant economic policy speech in Detroit this month where he singled out India as the “biggest charger of all.”

He was referring to India’s tariffs on foreign products.

Trump promised to impose a reciprocal tax if elected.

His rival, vice-president Kamala Harris, has stated that she is not a “protectionist Democrat” but tellingly, the Biden administration has not reversed Trump’s decision to revoke India’s Generalized System of Preferences (GSP) status, which had previously exempted many Indian products from import duties.

This unusual convergence of sorts between Democrats and Republicans has been described as the “Trumpification of American policy.”

Regardless of who wins the election, India is likely to feel the “Trumpification”.

However, India and the US have much to gain from their strengthening defence and strategic technology ties, which may help ease tensions in trade and immigration, even if India’s expectations are not fully met.

Economic challenges

India’s biggest vulnerability lies in Trumpian economics. Of its top ten trading partners, the US is the only one with which India has a trade surplus.

This year, the US became India’s top trading partner. At the same time, India registered its largest trade deficit with China, its second-biggest trading partner. India’s deficit with China reached $US41.6 billion in January-June 2024.

In an interesting mirroring, India’s exports to the US during the same period stood at $US41.6 billion.

Indian exports to the US are diversified and benefit several sectors of the economy, from labour-intensive textiles to capital-intensive electronics and engineering.

Trade with the US is a big source of India’s foreign exchange which India can’t afford to lose. India’s dependence has only increased over the last decade as the US trade share rose from 10 percent to 18 percent of its total exports.

Although India’s trade surplus with the US is well below ten others, it can certainly expect to be a target under Trump.

The Joe Biden and Harris administration has also been shifting toward a new protectionism which has gained momentum during this election season. Harris’s platform keeps most of Trump’s tariffs in place.

The recent call by Harris to block a Japanese company from buying US Steel on national security grounds shows that the Democrats won’t give even their closest ally a pass, and is not above playing politics with economics.

Talks on a general Free Trade Agreement with India have not made much progress over the last four years, unlike India’s negotiations with the EU for a pact.

Technological gains

Under Harris, India can expect to reap substantial benefits from the Biden administration’s steps to ensure the global technological balance of power shifts away from China.

In a long-term competitive gamble that converges with New Delhi’s concerns over China’s rise in Asia and hostilities on their border, America seems wedded to building up India’s capacity in strategic sectors.

The bilateral Initiative for Critical and Emerging Technology (iCET) opened a broad spectrum in areas including artificial intelligence, quantum technology, space, 6G mobile tech and semiconductor supply chain.

During Indian Prime Minister Narendra Modi’s visit last month for the Quad Summit hosted by Biden, the two countries announced a pathbreaking deal to set up a semiconductor fabrication plant in India.

This agreement has the potential to finally launch India onto the global semiconductor stage, something it had set its eyes on since making its chip ambitions known in 2021.

Designed to produce chips for military applications, critical telecommunications, and clean energy, the venture will be supported by the Indian Semiconductor Mission and involves Bharat Semi, 3rdiTech, and the US Space Force.

Harris is known to be deeply entrenched in the Silicon Valley world and tech cooperation is something that she will probably want to fast-track.

Trump’s confrontational approach to China will only lead to fine-tuning or even stepping up such competitive initiatives with partners such as India in the Indo-Pacific.

On the critical clean energy front, both countries are in principle aligned, but the candidates are not.

In the Biden-Modi meeting last month, innovative clean energy technology was another key area where bilateral cooperation was elevated.

They announced a new effort to “expand bilateral technical, financial, and policy support” in manufacturing and to promote greater partnerships in third countries, especially in Africa.

Funding is to be secured multilaterally through the World Bank, apparently to the tune of $US1 billion. Cleantech financing has previously come up against funding hurdles time and time again.

Rhetoric aside, it remains to be seen if the money materialises.

If Trump comes to power, this type of policy promise will no doubt be swept aside. Harris is now a convert to fracking which raises some questions about her commitment to climate change and clean energy options once in office.

Young India

India has the largest population of people under 24 – more than 600 million. By 2030, one out of every five working-age people will be Indian.

To meet employment demand created by the demographic dividend, it is estimated that India will have to create at least 115 million jobs over the next five years, a task experts describe as “Herculean” and something the Modi government has not been delivering on.

To young Indians eager to come to the West to study or work, the next US president’s immigration policies will matter.

Neither Harris nor Trump have clear and consistent stands. Trump may revive his hardline on immigration and restrict H1B visas by requiring additional biometrics, delayed processing times, and wage mandates making it financially less viable for companies to hire H1B workers.

Harris has projected herself as a supporter of more open immigration policies, including greater protection for undocumented immigrants and a better system for recruiting and retaining global talent.

However, she has remained silent on a country-wide green card cap, which poses a challenge for would-be immigrants.

Meanwhile, Trump promised, then his campaign retracted, his offer to provide automatic green cards to foreign students graduating from colleges in the US.

In 2024, the largest number of foreign students in the US are estimated to be from India. For the first time since 2010, India passed China last year as the source country for international graduate students in the US. The US is still the top choice for Indian students pursuing higher studies abroad.

How do the future “influencers” from India’s Gen Z view the US-India partnership?

Informal surveys from a sampling of Indian students in South India asked what they see as the top three convergences and divergences in the relationship.

It turns out that the convergences were strong and clear: the challenge of a rising China; climate change; defence tech cooperation.

Divergences were weaker and more diffuse, but wide-ranging and more direct: trade sanctions; intellectual property protocols; restrictive immigration; regional political instability; and concerns about data sharing.

Whether Harris or Trump wins in November, the rapid rise of bilateral relations in the strategic and defence sectors is expected to continue with little interruption.

What the next American president may need to be more alert to is the rising expectations of a jumbo generation of Indian Gen Z-ers who have grown up knowing only close US-India ties, and who expect more than just a transactional partnership between the two countries in the economic realm that can produce tangible and immediate benefits for them.

6/5/24 Ashli Boxley Took the Road Less Taken

On June 5th, 2024, Inaugural David Gitter Fellow Ashli Boxley was profiled for Elliott 360 in “Ashli Boxley Took the Road Less Taken“.

Ashli Boxley Took the Road Less Taken

Originally published in Elliott 360 | 05 June 2024

Ashli Boxley’s quest to become fluent in Mandarin Chinese began in sixth grade, when she enrolled in a Chinese language course that led to her resolve to master this challenging language, which requires, at minimum, a knowledge of about 3,000 characters and an ear for the different intonations that determine the meaning of many Chinese words. 

“Everyone was taking Spanish or French, so I decided to take Chinese,” Boxley said. 

By her sophomore year of high school, she was passionate about the language. Consequently, while studying for her graduate degree in Asian Studies, Boxley leapt at the chance to apply for a new student award, the David Gitter Fellowship for Advanced Chinese Language Study. The fellowship was established by Elliott School alumnus David Gitter, MA ’15, to support immersive Chinese language study in the People’s Republic of China (PRC) or Taiwan. 

Gitter, who lived and studied in Beijing in the early 2000s, saw first-hand how essential proficiency in the Chinese language is to a full understanding of this major world power—an understanding that lays the foundation for informed U.S.-China policies.

Dean Alyssa Ayres wholeheartedly agrees with Gitter. “Given China’s role on the world stage, there is a critical need to strengthen our cadre of U.S. experts who understand contemporary China—and are proficient in Mandarin,” she said.

In April, Boxley, who dreams of becoming an attorney focused on immigration law and US-China relations, was selected to be the inaugural recipient of the David Gitter Fellowship. From September 2024 through May 2025, she will be a fulltime student in the highly-regarded International Chinese Language Program (ICLP) on the campus of National Taiwan University in Taipei.

In a twist of fate, David Gitter also will be an ICLP student, honing his Chinese language skills in conjunction with his doctoral program at Princeton University.

The two met recently for a conversation about their shared passion for Chinese language, culture, history, and politics. Gitter had experienced life in the PRC during a time of expansion and openness. “It was such a dynamic time to be in Beijing, just before the 2008 Summer Olympics, a time when U.S. citizens were part of the boom in China’s development,” he said.

In more recent times, the U.S.-China relationship has stumbled, with a shift away from the more positive, bilateral ties that prevailed earlier in the century. Yet there are diplomatic pathways to a renewed and productive relationship between the two world powers.

Fortunately, David Gitter and Ashli Boxley (along with others) are poised to take up the mantle with a command of the modern Chinese language and a nuanced understanding of China’s long history, rich culture, and complex politics.

6/23/23 | A “Thaw” in Frigid U.S.-China Relations: But for How Long?

On June 23rd, 2023, Gaston Sigur Professor David Shambaugh authored an article for China-US Focus titled “A ‘Thaw’ in Frigid U.S.-China Relations: But for How Long?”.

A “Thaw” in Frigid U.S.-China Relations: But for How Long?

Originally published in China-US Focus | 23 June 2023

American Secretary of State Antony Blinken paid a two-day official visit to Beijing on June 18-19, in an effort to reopen attenuated channels of communication between the two governments and to stabilize the fragile relationship that has sunk to its lowest point in decades. Both the Chinese and American governments have independently come to realize that the bilateral frictions have reached a very serious point. Recent naval encounters in the Taiwan Strait and air encounters over the South China Sea between the two militaries—in which Chinese ships and fighter planes were accused of acting in “dangerous and unprofessional” ways—were further reminders of how dangerous the relationship has actually become.

Secretary Blinken’s visit was the first by the U.S. Secretary of State to Beijing in five years. His visit had been postponed following the January-February “balloon incident,” when a Chinese reconnaissance balloon overflew sensitive military sites in the United States before the U.S. Air Force shot it down just off the Virginia coast. Thereafter ensued a four-plus month attenuation in high-level communications between the two sides (primarily because the Chinese side refused to talk). Thus, in Beijing, Blinken emphasized that simply restoring such in-person, high-level, and official communications was the first of three goals of his visit. The other two goals were to candidly exchange views on areas of disagreement between the two sides and, thirdly, to explore potential areas of bilateral cooperation. Far more was achieved on the second goal, with little apparently on the third one.

Upon his departure, the State Department said that Secretary Blinken had “underscored the importance of responsibly managing the competition between the United States and the PRC through open channels of communication to ensure competition does not veer into conflict.”

The theme of “responsibly managing competition” is not a new one from the Biden administration. Indeed, it has been the single overarching theme in the way that the American side defines the relationship. However, the Chinese side has never endorsed this framing and definition of the relationship and has repeatedly rejected it (the two sides have argued over this American description of the relationship going back to the initial rocky encounter in Alaska). In fact, this time, none other than Chinese leader Xi Jinping (with whom Blinken had a 34-minute meeting in the Great Hall of the People) explicitly told him: “Major country competition does not represent the trend of the times.” But Xi also said that “China respects the interests of the United States and will not challenge or replace the United States,” while adding: “Similarly, the United States must also respect China and not harm China’s legitimate rights and interests.”

Xi also told Blinken that both China and the world seek a “stable” U.S.-China relationship and that “the vast expanse of the Earth is big enough to accommodate the respective development and common prosperity of China and the United States.” Xi went on to tell Blinken what the Chinese side expects from the United States: “mutual respect, peaceful coexistence, and win-win cooperation.” Xi also claimed: The inclusion of “peaceful coexistence” is relatively new terminology for the Chinese and it harkens back to language used by the former Soviet Union during the Cold War). Xi did not repeat his often-used depiction of the United States as trying to “contain, encircle, and suppress” China, but he did have customary tough words concerning the Taiwan issue, warning and reiterating that Taiwan is the “core of China’s core interests.”

If President Xi was more oblique and balanced in his brief interactions with Secretary Blinken, his discussions with State Councilor Wang Yi and Foreign Minister Qin Gang were much more lengthy and difficult. Blinken and Wang had five hours of discussions while Qin and Blinken had seven hours together. Taken together with the Xi-Blinken meeting, the Secretary of State had more than twelve total hours of discussions with his counterparts in Beijing. The U.S. side claimed afterwards that Secretary Blinken was accorded due respect in all of his meetings, although one U.S. official characterized these exchanges as “sharp.” Officially, the U.S. side described these talks as “candid, substantive, and constructive” (just by being candid and substantive, it can be concluded that they were constructive).

Taiwan occupied (by far) the greatest amount of their time (one-quarter of the total time according to U.S. officials). Blinken repeated that there had been no change to America’s longstanding “One China Policy,” but the Chinese side pointed out a number of American actions they see as provocative and inconsistent with the four-decade old policy. Indeed, the issue of Taiwan has never been more volatile and potentially dangerous than at present. State Councilor Wang Yi (China’s top diplomat) reportedly told Blinken that the Taiwan issue was one in which “China has no room for compromise and will not back down.”

One dimension of this instability in the relationship is the real potential for an accidental collision between American and Chinese military ships or planes (of which there have been several recent close-calls). The U.S. side believes that it is therefore of utmost urgency that direct military-to-military communications be restored (which were broken off by the Chinese side following the balloon incident). But, following his meetings, Secretary Blinken noted there was “no progress to report” on this front.

Wang Yi also took the United States to task for having a “wrong perception of China,” and “hyping the China threat theory,” which he claimed was the “root cause” of the two country’s problems. Wang and Foreign Minister Qin Gang also demanded that the U.S. stop attempting to “suppress” China’s technological development through a combination of export controls, corporate sanctions, controls on U.S. outbound investment, and domestic laws that subsidize American industries. For his part, Blinken went out of his way to tell his counterparts that the U.S. does not seek to “decouple” the two economies—but only to “de-risk” and “diversify” in certain narrow commercial sectors and technologies directly affecting U.S. national security. The Chinese side rejected this distinction.

The two sides also discussed the war in Ukraine, the China-Russia relationship (with Blinken again warning China not to undertake direct military assistance to Russia for use against Ukraine), the China-Iran relationship (including Chinese assistance to Iranian drones and other military systems used by Russian forces against Ukraine), and North Korea’s continuing missile launches, nuclear weapons program, and other provocations—all issues on which there was apparently no agreement. Chinese violations of human rights, internment of Uighurs in Xinjiang, restrictions of rights in Hong Kong, investigations of and pressure on American companies in China, and detentions and exit-bans of American citizens in China were also raised by Secretary Blinken. No Chinese concessions were reported on any of these issues (although the detention/exit ban issue may see some progress in coming months). Also discussed was the contentious issue of Chinese trafficking of fentanyl and fentanyl-related substances directly to the United States (and via Mexico), which has become the leading cause of death to American citizens. Climate change was also discussed, and there may be a resumption of senior exchanges in this area.

Thus, the agenda of Secretary Blinken’s discussions in Beijing were lengthy and complex. While “profound differences” emerged, both sides agreed on the importance of “advancing dialogue, exchanges and cooperation, and high-level interactions” (according to the official Chinese readout). Both sides concluded by agreeing that progress had been made in “stabilizing the relationship,” and they would continue such interactions. We can thus expect the exchange of ministerial (cabinet) level exchanges in the coming weeks and months.

Overall, while no concrete agreements were announced and apparently no differences were substantively narrowed between the two sides, the simple fact that senior officials engaged in such extended and candid discussions is definite progress in what remains a troubled and very volatile relationship.

4/26/2023 | Global Society Is David Shambaugh’s Classroom

On April 26th, 2023, Gaston Sigur Professor David Shambaugh was profiled in an article for GW Today titled “Global Society is David Shambaugh’s Classroom”.

Global Society is David Shambaugh’s Classroom

Originally published in GW Today | 26 April 2023

In the spring of 1974, David Shambaugh, B.A. ’77, boarded a train in Hong Kong bound for the border of mainland China.

A few days earlier, a British traveler had filled Shambaugh’s ears with stories of “Red China” and what it was like inside the country. Shambaugh, who was traveling the world while on a gap year from his undergraduate studies, wanted to see for himself.

As much as he could, anyway.

Despite a limited opening in the early 1970s highlighted by President Richard Nixon’s dramatic visit in 1972, the United States and China had not yet agreed to normalize relations—something they wouldn’t do until 1979. Shambaugh could only look across the border he was not yet allowed to cross and saw what he describes as a sea of barbed wire fences and rice patties—and mystery.

“[China] intrigued me because the Cultural Revolution was going on, and here was the biggest and most populous country on the planet, but foreigners in general and Americans in particular weren’t allowed to go there,” Shambaugh said. “That became a puzzle for me.”

That intrigue has burned for five decades, while he has become internationally recognized for his scholarly work involving contemporary China and international relations of Asia.

Shambaugh, the Gaston Sigur Professor of Asian Studies, Political Science and International Affairs and the founding director of the Elliott School’s China Policy Program at George Washington University, has been selected for many honorary awards and appointments. He has received research grants from the Ford Foundation, Rockefeller Foundation, Smith Richardson Foundation, German Marshall Fund, Hinrich Foundation, the British Academy and the U.S. National Academy of Sciences, and has been a visiting scholar or professor at universities in Australia, China, Denmark, Germany, Hong Kong, India, Italy, Japan, New Zealand, Russia, Singapore and Taiwan. He has delivered lectures all over the world.

In addition, Shambaugh has served on the board of directors of the National Committee on U.S.-China Relations, Advisory Board of the National Bureau of Asian Research (NBR), East-West Center Fellowship Board and other professional bodies. He is a life member of the Council on Foreign Relations and member of its board of studies and has been a participant in many public policy and scholarly organizations. His expertise is much sought after as he serves on numerous editorial boards and has been a consultant to governments, research institutions, foundations, universities, corporations, banks and investment funds.

Most recently, he was awarded two prestigious fellowships for the 2023-24 academic year. He will spend September through January as a distinguished fellow at the Woodrow Wilson Center for International Scholars in Washington, D.C. (He was previously a fellow from the Wilson Center from 2002 to 2003 and served as director of its Asia program from 1987 to 1988.) From February until June he will move to the west coast, where he has been appointed as a distinguished visiting fellow at Stanford University’s Hoover Institution. During both fellowships, Shambaugh, a prolific and award-winning author, will work on his next book project titled “Disillusionment & Disengagement: How China Lost America.

“The Hoover Institution is delighted to have appointed Professor David Shambaugh as a Distinguished Visiting Fellow during the 2023-2024 academic year,” said Hoover Institution Director and former Secretary of State Condoleezza Rice. “David is one of our nation’s leading scholars of China and U.S.-China relations, and his presence will contribute much to our community of scholars.”

His work has earned praise from some of the world’s most prominent leaders and organizations of international affairs, and GW has been a big part of his legacy.

The early years

After returning from his in 1974 from his trip around the world, Shambaugh felt inspired to focus his studies on Asia, and he wanted to be closer to politics and policy. Washington, D.C., made the most sense, so he applied to several local universities. While he got into all of them, he thought GW had the best Asia studies program, so he transferred in for his junior year from the University of New Mexico to study at the then School of Public and International Affairs (SPIA).

At the time he enrolled, GW was home to the Institute of Sino-Soviet Studies (ISSS), which was one of the leading U.S. institutes for the study of the communist world. He was intrigued not just by China, but communism as a political system. He studied under well-known faculty members. One of those was Gaston Sigur, the former director of ISSS and noted expert on Asia whose namesake is on the chair Shambaugh now holds—which he describes as quite an honor. Sigur is also memorialized in the university’s Sigur Center for Asian Studies. While at GW, he also met his wife of now 40 years Ingrid Larsen, B.A. ’76, in a Chinese class.

After graduation in 1977 Shambaugh was selected for an internship in the State Department’s Bureau of Intelligence and Research for a summer, which led to him being hired as a full-time analyst. There he first covered China, and then Indochina. That job propelled him to another opportunity to work for the National Security Council’s Asia Bureau at the White House during the Carter administration. This was during the immediate run-up to normalization of diplomatic relations between China and the United States, which he said was a fascinating and unique opportunity.

In fact, Shambaugh was on the South Lawn when China’s Vice Premier Deng Xiapong came to the White House in January 1979 to commemorate normalization, and he personally met the Chinese leader three times during his visit.

“For a young person coming out of GW, I wouldn’t have had that opportunity had I not gotten the internship in the State Department in the first place,” Shambaugh said. “GW really was instrumental in launching me not just in Asian studies, but also into the policy world.”

He went on to earn his master’s degree from Johns Hopkins University School of Advanced International Studies (SAIS) before enrolling at the University of Michigan’s Ph.D. program in political science. There he studied under Michel Oksenberg, with whom Shambaugh had worked under at the National Security Council.

Shambaugh studied and lived in China three times once Americans were allowed to do so: during the summers of 1980 and 1983 at Nankai University in Tianjin and Fudan University in Shanghai, and then for two full academic years between 1983 and 1985 at Beijing University. Shambaugh was the first foreigner allowed to study international relations at a Chinese university. He spent two years at Beijing University researching his doctoral dissertation, taking classes and playing on the university’s basketball team, which remains a great thrill in his life.

“We went 56-5 over two years, won two city championships and went to the national tournament twice (the Chinese equivalent of “March Madness”),” Shambaugh recalled. “I am still in touch with many of my teammates, and this was one of my best experiences getting to know Chinese people.”

Coming back

After completing his Ph.D. at the University of Michigan’s Department of Political Science, and a one year stint as Director of the Asia Program at the Smithsonian’s Woodrow Wilson International Center for Scholars, in 1988 Shambaugh accepted an appointment at the University of London’s School of Oriental and African Studies (SOAS) and its Department of Political Studies.

He said he very much enjoyed living in London, exploring England and the European continent. “I developed professional relationships across Europe that I maintain to this day,” he said. Not only was he thriving professionally—he was also appointed editor of the prestigious journal “The China Quarterly” during this time—but his two sons were born there, and it was going to take quite an opportunity to pry him out of London. Then one came calling.

There was an opening at the time for the directorship of the Sigur Center of Asian Studies at GW. Then Elliott School Dean Harry Harding, who held the post from 1995 until 2005, solicited Shambaugh’s application. After being selected by the search committee in GW’s Political Science Department and the Elliott School, for the 1997-98 academic year Shambaugh and his family moved back to the Washington area, where they have been ever since. He had returned home to GW.

“Had it been another university that had invited me to come back to the United States, I may not have done it,” he said. “But this was my alma mater, and the chance to really continue to build the Asian Studies program that Gaston Sigur and my mentors had established. That was just too hard an opportunity to decline.”

For 26 years, GW and the academic community have benefited from his three-pronged approach to academia. First and foremost, there is teaching. “I love the classroom, and I believe it is a very important public good to train students of the next generations and stimulating young people to study China and Asia,” Shambaugh said.

Second, research also drives him . His particular areas of research and publishing have been in Chinese domestic politics, China’s foreign relations, modern Chinese intellectual history, China’s military and security and the international politics of Asia. He has authored significant books and countless articles on all of these topics.

And third, there is public education. He feels it is a scholar’s responsibility and obligation to share their knowledge with the world around them. “I believe the public is also my classroom,” Shambaugh said. “I think the more educated our country is about international affairs, the more informed they are and the better our nation’s engagement with the world will be.”

As China has risen to become a major power in world affairs, demand for Shambaugh’s expertise has grown concomitantly. His expertise is solicited in every corner of the globe. He has lectured across the world so many times Dulles International Airport is a second home. He gives about 30 guest lectures a year, inside and outside the United States, and he has extensively shared his knowledge through countless op-eds, over 200 published articles and 35 books.

He has adopted this outward-looking approach with the China Policy Program, which he founded in 1998, which serves as an outreach program to the Washington, D.C., policy community, as well as China specialists around the world, the media and the public.

Shambaugh has found it very rewarding to watch and be a part of GW’s growth. That includes the Elliott School, which (at the time when it was SPIA) occupied a little townhouse on H Street that it shared with the criminology department when he first arrived as a student in 1974. Now, it is housed in a beautiful, state-of-the-art building on E Street across from the State Department. It is home to more than 2,800 current undergraduate and graduate students, quite the uptick from when he first arrived at Foggy Bottom. Over time, a regional studies center has been established for virtually every area of the world. It has taken hard work, he says, to build the Elliott School into a leading and truly comprehensive professional school of international affairs.

That includes growth in the Asian Studies program, which Shambaugh has experienced as both an undergraduate and now a chaired faculty member.

“We have an internationally renowned faculty offering multidisciplinary approaches to the study of Northeast, Southeast and South Asia,” Shambaugh said. “Our curriculum is also policy-focused, and our graduates gain employment in the U.S. and foreign governments, in consulting firms and NGOs, in business, journalism and other professions. GW prepared me well for a successful career in the field, and since then I and my faculty colleagues have trained new generations of Asianists.”

It is needed, he said, because today’s world needs the best and brightest to solve challenging issues in that key region of the world.

Today’s world

While being a scholar, contributing to the discourse on U.S. foreign policy is also important to him. He is frequently called upon to brief high-level administration officials. And right now, U.S.-China relations are quite tense. Military conflict between the two superpowers is not unimaginable, he says.

He describes experiencing the U.S. and China relationship since 1979 as a roller coaster. In the 1980s, he says there was a tremendous amount of hope, promise and enthusiasm between the two countries. Those positive strides ended temporarily with the Tiananmen Square protests and massacre in 1989, but gradually resumed in the mid-1990s and lasted a decade-plus.

He first noticed changing attitudes of the Chinese toward Americans when he was living in Beijing as a Senior Fulbright Scholar in 2009-10. After several decades of enthusiasm, positivity and dramatic growth in different dimensions of the relationship and participating in academic, student, NGO and economic exchanges, the relationship had become fraught. There has been a real seachange in American thinking about China, and my next book project will explore the reasons for it,” Shambaugh said.

He says China, which had become a much better global participant and global citizen, has more recently moved in a more assertive and concerning direction. China is working, he says, against the West and the liberal international order in favor creating a more diffuse but illiberal order.

“At minimum, they are competitors, at a maximum they are an adversary,” Shambaugh said.

Taiwan is a real potential flashpoint. He believes the American public should educate themselves on the history of the Taiwan issue and how it pertains to U.S.-China relations. Tensions over Taiwan’s status are rising, as China has vowed to unify the island with the mainland, using force if necessary. There is a growing fear that the U.S. and China could actually go to war over Taiwan, as Shambaugh asserts.

He wants to make it clear that current Sino-American tensions are between the governments, ruling parties and militaries. He says the Chinese people are “wonderful,” as he has experienced in his many trips to the country and six years of living there. He also says there has been a lot of good rapport between Americans and the Chinese over the decades.

This is why it as imperative as ever to continue sharing his knowledge with the world while teaching Chinese studies and East Asian studies to students, he said. He does his best to prepare students in the nuances of international affairs in Asia, and he incorporates his lived experiences and scholarly findings into lectures to provide students with substantive knowledge.

“Maybe I’m an old school professor, but I believe it’s incumbent upon us to actually substantively educate students. The classroom is for knowledge transmission. But I also try give them a set of real professional skills—each one of my assignments is geared to training a different skillset, such analytical writing, primary source research, teamwork, forecasting and other practices that they will encounter in the work place,” Shambaugh said.

In his 26 years on the faculty Shambaugh has contributed a great deal of knowledge and expertise to his students in Asian studies at GW, and he expects to continue for another 5 to 10 more years. He has lived out the university’s commitment to creating a better world.

4/19/2023 | Award-Winning Scholar Of Contemporary China David Shambaugh Joins Hoover Institution As Distinguished Visiting Fellow

David Shambaugh, an internationally recognized authority and award-winning writer about contemporary China, will join the Hoover Institution as a distinguished visiting fellow.

 

Hoover Institution (Stanford, California) – David Shambaugh, an internationally recognized authority and award-winning writer about contemporary China, will join the Hoover Institution as a distinguished visiting fellow. His appointment is effective February 1, 2024.

Shambaugh is the Gaston Sigur Professor of Asian Studies, Political Science, and International Affairs and also the founding director of the China Policy Program at the Elliot School of International Affairs at George Washington University in Washington, DC. Before joining the faculty at GWU, Shambaugh was a professor at the University of London School of Oriental and African Studies and editor of the school’s influential publication, China Quarterly.

In addition to his academic work, Shambaugh had a distinguished career in government, serving in both the Department of State and on the White House National Security staff during the administration of President Jimmy Carter.

A prolific author, Shambaugh has written or edited more than 30 books. His most recent works include International Relations of Asia (Rowman and Littlefield, third edition, 2022); China’s Leaders from Mao to Now (Polity, 2021); Where Great Powers Meet: America & China in Southeast Asia (Oxford University Press, 2021); and China & the World (Oxford University Press, 2020).

“The Hoover Institution is delighted to have appointed Professor David Shambaugh as a distinguished visiting fellow during the 2023‒24 academic year,” said Condoleezza Rice, Hoover Institution director and America’s 66th secretary of state. “David is one of our nation’s leading scholars of China and US-China relations, and his presence will contribute much to our community of scholars.”

Shambaugh’s appointment coincides with Hoover’s increased activity on developing policy research that addresses the People’s Republic of China’s efforts to reshape international norms and institutions, its strategic competition with the United States, and its threats to its democratic neighbors in the Indo-Pacific Region, most notably Taiwan.

In convening multidisciplinary teams of scholars, Hoover has been able to generate leading research on a host of issues related to China’s aggression and ambitions, including the Chinese Communist Party’s influence operations in the West and in the developing world; Beijing’s deployment of a digital currency and its challenge to the US dollar’s international dominance; and how Taiwan can develop effective deterrents against a potential invasion by China.

4/19/2023 | Three Elliott School Faculty Members Receive Prestigious Fellowship

From left, David Shambaugh, Moses Kansanga and Joanna Spear.

David Shambaugh, Moses Kansanga and Joanna Spear selected for Woodrow Wilson Center Fellowships for the 2023-2024 academic year.

Three faculty members from George Washington University’s Elliott School of International Affairs have been selected by the Woodrow Wilson Center for International Scholars in Washington, D.C., in their highly competitive fellowship program for the 2023-2024 academic year. In this year’s rigorous international competition, approximately one in 15 applicants were selected.

David Shambaugh earned the distinction of Distinguished Fellow, while Moses Kansanga and Joanna Spear were selected as Fellows.

“I am so thrilled that the Wilson Center has recognized three of our faculty members—Professors Shambaugh, Kansanga and Spear—with these highly competitive fellowship awards,” Elliott School Dean Alyssa Ayres said. “Their selection underscores the outstanding caliber of our faculty, and, notably, how our scholars’ research connects to policy issues, an essential element of the Elliott School’s mission.”

Fellows conduct research and write in their areas of expertise, while interacting with policymakers in Washington, Wilson Center staff and other scholars in residence. The Wilson Center is a “key non-partisan policy forum for tackling global issues through independent research and open dialogue to inform actional ideas for the policy communities.”

Shambaugh, the Gaston Sigur Professor of Asian Studies, Political Science and International Affairs and the founding director of the Elliott School’s China Policy Program, is internationally recognized for his scholarly work involving contemporary China and international relations of Asia. He was also a fellow of the Wilson Center from 2002-2003 and served acting director of its Asia Program from 1987-1988.

“For me professionally, I am deeply honored to have been selected as a Distinguished Fellow in the 2023-2024 class of Fellows at the Woodrow Wilson International Center for Scholars, but I am also personally pleased because it will be my third time at the center,” Shambaugh said. “So, this will be a real homecoming for me, and I have deep respect for all that the Wilson Center has contributed to the intellectual, scholarly and cultural life of our nation.”

Shambaugh, a prolific and award-winning author, will work on his next book project entitled Disillusionment & Disengagement: How China Lost America.

Kansanga, an assistant professor of geography and international affairs, will focus his fellowship research on post-harvest food loss in Africa. “Specifically, my work will explore the multi-scalar drivers of postharvest food loss of vegetables in smallholder farming communities, with emphasis on the gender dynamics that underpin women smallholder farmers’ disproportionate burden of [postharvest loss],” Kansanga said. “My work will also use participatory techniques to explore contextually relevant solutions to postharvest food loss.”

Spear, director of the FAO Regional Skill Sustainment Initiative and an Elliott School research professor, will be immersing herself in the world of biopharma and how it relates to the COVID-19 pandemic. Specifically, she will explore the independent domestic strategies and foreign policies of biopharmaceutical firms such as Moderna, AstraZeneca, Pfizer and Johnson & Johnson in the development of the messenger RNA vaccines that have been vital in suppressing the COVID-19 virus.

“The roles of pharma and biotech firms in developing COVID-19 vaccines and getting them to market is a story that has not yet been independently or fully recounted, nor has the role of these firms and their relationships with states and the models of cooperation developed been critically assessed,” Spear said. “I hope to rectify this.”

3/25/2023 | Prof. Jonathan Chaves delivered a talk at the China Institute in America Art Gallery

Prof. Jonathan Chaves delivered a talk, “Chinese Poets Sing of Birds and Flowers” at the China Institute in America Art Gallery, New York City, March 25, in a symposium linked to the opening of their exhibition of paintings on this important theme in Chinese painting. The works are shown outside of China for the first time.

3/20/2023 | Professor David Shambaugh featured in the Republic of Korea Educational Broadcasting Service (EBS) series “Great Minds.”

Professor David Shambaugh, Gaston Sigur Professor of Asian Studies, Political Science, and International Affairs, and Director of the Elliott School’s China Policy Program, has been prominently featured in the Republic of Korea Educational Broadcasting Service (EBS) series “Great Minds.” Professor Shambaugh and his most recent book China’s Leaders: From Mao to Now were profiled in a six-part documentary series that aired in South Korea in mid-March 2023. Excerpts of all six episodes can be found here:
 

11/30/2022 | Professor David Shambaugh Authored Article for Foreign Affairs

On November 30th, 2022, Gaston Sigur Professor David Shambaugh, authored an article for Foreign Affairs titled “China’s Underestimated Leader: The Legacy of Jiang Zemin“.

China’s Underestimated Leader: The Legacy of Jiang Zemin

Originally published on Foreign Affairs | 30 November 2022

Authored by David Shambaugh, GWU

When he was thrust into the limelight as China’s paramount leader in the immediate aftermath of the 1989 Tiananmen Square massacre, Jiang Zemin was dismissed by many analysts as a likely short-lived transitional leader. At the time of his sudden elevation, despite having been Shanghai’s party secretary and former mayor and having already served as a member of the ruling Politburo for two years, Jiang was a relatively obscure figure, even within China. He had almost no senior political patrons of any import, no real ties to the main party factions, no relations with the military, and no geographic base other than Shanghai. Jiang was personally selected by Deng Xiaoping on the recommendation of other party elders, as he was a good compromise candidate in the aftermath of the purge of party leader Zhao Ziyang and the brutal crackdown at Tiananmen.

Yet Jiang, who died on November 30 at age 96, proved to have remarkable staying power. He remained at the helm for a full 15 years until finally relinquishing his last position, chair of the Central Military Commission, in 2004, having given up the other important positions of general secretary of the Chinese Communist Party and president of China in 2002 and 2003, respectively. Even after he was forced to retire, Jiang continued to wield considerable clout behind the scenes for another decade, influencing elite politics and policy through most of the reign of his successor, Hu Jintao.

Fatefully, Jiang also approved the promotion of Xi Jinping to the Politburo Standing Committee in 2007, clearing the path for Xi’s rise. Although it cannot be said that Xi was one of Jiang’s protégés, he had been on Jiang’s radar screen at least since the first decade of this century. Jiang and his wife often vacationed in the scenic city of Hangzhou, the capital of Zhejiang Province, whose party secretary at the time was Xi. And Jiang had come to tout the “Zhejiang model,” Xi’s approach to private-sector-driven economic development. In his final years, Jiang said nothing publicly about Xi’s role in contemporary Chinese politics. Yet one can only imagine that he watched Xi with discomfort. When it came to both Xi’s policies and his leadership style, China’s current leader has turned out to be the very antithesis of Jiang.

FINDING HIS FOOTING

Early on in his tenure, given that he was a largely unknown quantity, Jiang earned the dismissive nickname “the flowerpot”—for being ornamental but serving little practical function. The initial foreign impressions of Jiang were that he was a classic apparatchik, a dull bureaucrat lacking in intelligence and personality. But as time passed and Jiang consolidated power at home and earned respect abroad, it became apparent that he was the very opposite of these descriptors. He displayed a buoyant and lively personality; he was gregarious and even egotistical. He was well educated, too, a cosmopolitan and cultured intellectual with broad knowledge of many fields and foreign cultures. By no means a bureaucratic robot, Jiang had his own informed ideas about policy. He understood the intricacies of scientific and industrial modernization and had mastered the art of forging bureaucratic coalitions and balancing opposing factions. He had a keen sense of the equilibrium between control and toleration in politics, the economy, and society.

Jiang was born into a well-to-do family in Yangzhou, a charming city in central China near the Yangtze River that had a rich cultural and commercial heritage dating back to imperial China. In secondary school, he was exposed to a variety of literatures, philosophies, histories, foreign cultures and languages, sciences, and music. He was an accomplished player of the erhu (an ancient Chinese string instrument) and a proficient pianist. He dabbled in the violin and loved to sing. His repertoire ranged from Elvis Presley love songs to Italian opera. (When the tenor Luciano Pavarotti visited Beijing in 2001, Jiang joined him on stage in singing “O Sole Mio.”)

 

Jiang’s Yangzhou middle school education was deeply influenced by its Western (mainly American) curriculum. It was then that he began to learn English, mainly by repeating speeches such as the Gettysburg Address, which he would later recite verbatim with pleasure for visiting Americans. Jiang came to refer to this as the “bourgeois” stage of his education. Like many intellectuals during the period of Nationalist rule, Jiang believed that only Western science could modernize China. His generation was deeply influenced by the liberal outlook of the May Fourth Movement of the 1920s, China’s first mass nationalist movement, which also touted science and democracy as the prescription for modernizing China.

Jiang studied electrical engineering at the prestigious National Central University in Nanjing, which merged with Shanghai Jiao Tong University while he was there, and graduated in 1947. All his classes, textbooks, and assignments were taught in English, thus further grounding Jiang in the language, and he supplemented his coursework by reading English literature and watching American films. “I received a lot of education in capitalism and Western culture,” he later reflected. Jiang’s English was by no means fluent, but it was good enough to carry on rudimentary conversations throughout his life. Surprisingly, his American educational background did not cost him politically during Mao Zedong’s many anti-American and anti-intellectual campaigns. A key factor protecting him was that his uncle, who raised Jiang, was a Communist Party martyr. Moreover, Jiang himself had embraced the communist cause early, becoming a pro-communist activist during his university days and joining the party in 1946.

After the establishment of the new communist state, Jiang began his long career in China’s heavy industrial sector—being assigned in rapid succession to main industrial planning body in Shanghai, then to the First Ministry of Machine Building in Beijing, and then to the gargantuan Changchun Auto Works in northeastern Jilin Province. In 1955, Jiang traveled to the Soviet Union as one of 700 Chinese sent for training in the Soviet system of heavy industry. He spent two years at the Stalin Auto Works outside Moscow, seeing up close how mass production lines operated and how the state-planned economy worked. He also learned to speak fluent Russian and read Russian literature, and he reveled in singing Russian songs at vodka-fueled drinking sessions with Soviet experts. Jiang personified the period of Sino-Soviet solidarity.

After returning to China, Jiang was reassigned to the sprawling Changchun vehicle production complex. Thus began three decades of working his way up through China’s industrial planning apparatus. Jiang specialized in electronics and served in the country’s machine-building ministries, which were the heart of its military-industrial complex. Like most other cadres, Jiang was sent to a so-called May Seventh Cadre School for two years of manual labor during the Cultural Revolution, but in 1971, he was fortuitously sent abroad to serve as an industrial liaison officer in China’s embassy in Romania.

Throughout, Jiang’s career was in industrial economics, not politics. It was only in the mid-1980s that he held his first administrative position in the party, serving as a party secretary in the Ministry of Electronics in 1984. From there, he was appointed mayor of Shanghai in 1985 and then party secretary of that city two years later. Jiang adroitly managed to disperse the large-scale protests of May 1989, which had spread from Beijing to Shanghai and dozens of other cities across China, and he closed down the liberal World Economic Herald. These acts brought him to the attention of Deng and other senior leaders in Beijing, who were then wrestling with how to end the massive protests in Tiananmen Square. Following the recommendations of party elders, Deng decided that Jiang was the right man to replace Zhao, the disgraced reformist leader who was purged on the eve of the Tiananmen Square massacre.

CHINA’S FIRST REAL POLITICIAN

During his early years in office, Jiang ruled in Deng’s shadow, even though Deng had relinquished his formal authority. But Jiang gradually began to exercise his own agency, build a power base, and shape policy. It was a surprising development to those who had written Jiang off as a weak and unimaginative creature of the bureaucracy.

 

How did Jiang end up becoming China’s longest-serving leader since Mao? He astutely turned his background as a bureaucrat into a political advantage. China may be a one-party dictatorship, but it still has different constituencies—geographic, factional, institutional, patronage based, and bureaucratic. Jiang overcame his initial weaknesses by cultivating various interest groups in the party, government, military, and internal security services bureaucracies. In each case, he adopted their respective institutional preferences and made them his own—effectively co-opting them. He then showered them with resources and promoted their upper ranks.

The secret to success in any political system is to get constituents to believe that you understand their needs, share their priorities, and will advocate for them—and then to shower them with resources. In this sense, it can be said that Jiang was China’s first real politician, as distinct from the Leninist apparatchiks who only implement instructions and policies from above. It was this quality that Jiang drew on to overcome a nonexistent relationship with the People’s Liberation Army, for example. During his first year in office, Jiang visited every one of China’s seven military regions and all four of the PLA’s general departments—telling the brass what they wanted to hear, promoting their officers, and lavishing the military with increased budgets and resources. It was an astute strategy, and it allowed Jiang to not only remain in power but also accomplish a great deal.

During his tenure, Jiang racked up a number of notable successes: overcoming the international condemnation and isolation following the Tiananmen Square massacre, broadening China’s foreign relations, presiding over the return of Hong Kong to Chinese rule in 1997, restoring the country’s political stability, overseeing the longest stretch of sustained high-level economic growth rates in the country’s history, raising living standards, setting the PLA on the path to modernization, and restarting a series of stealthy but significant political reforms (including the “Three Represents,” an initiative to recruit China’s corporate elite and business entrepreneurs into the party). Beginning in 1992, Jiang was the first to encourage China’s state-owned enterprises to “go out” into the world. He coined the concept “socialist market economy” the same year, and in 2000, he launched the “Develop the West” initiative (a plan to economically develop the country’s isolated western provinces of Tibet, Gansu, Qinghai, and Xinjiang). He also took a keen interest in technology and innovation, launching the “Thousand Talents Program” in 2008 to attract overseas know-how to China.

A MAN OF THE WORLD

Jiang clearly enjoyed foreign policy, and he invested his time and energy in it. He took particular delight in bilateral exchanges with visiting foreign leaders, during which his extroverted persona was often on display before the cameras. He reveled in hobnobbing and taking photos with other world leaders at multilateral forums. Jiang often went off message on such occasions, ignoring official talking points and speaking extemporaneously—after which his aides would often slip a version of the prepared text to their foreign interlocutors so as to set the record straight. Jiang, who cackled when he laughed, was unusually gregarious for a Chinese leader, most of whom are tightly scripted. He also had an unfortunate penchant for combing his hair in public.

One of Jiang’s signature foreign policy accomplishments was to repair ties with Washington following China’s post-Tiananmen isolation. In 1996 and 1997, he and U.S. President Bill Clinton exchanged successful state visits. Jiang’s other big success concerned relations with Moscow. It was early in his term, in 1991, that the Soviet Union imploded. The event traumatized the Chinese Communist Party, especially since it came in the wake of the Tiananmen Square protests and fall of communist states in eastern Europe. Jiang quickly traded state visits with Russia’s new president, Boris Yeltsin, and initiated a sweeping series of bilateral agreements with Moscow between 1992 and 1997. The fluency in Russian and familiarity with Russians that he acquired in the 1950s served him well.

Behind the scenes, meanwhile, Jiang oversaw a systematic analysis of the causes of Soviet collapse and lessons to be drawn for China. Overseen by Jiang’s right-hand man, Zeng Qinghong, this painstaking research project resulted not in a consensus but in two diametrically opposed views of what went wrong in the Soviet Union—and therefore what path China should follow. One school of thought held that the Soviet Union’s final leader, Mikhail Gorbachev, was entirely at fault for the collapse of the system, and that the Soviet Communist Party should never have moved to liberalize the system and society and separate the party from the armed forces. China, this conservative camp concluded, had to resist the urge to reform and instead tighten up the existing system. The other school of thought had a very different take: that the Soviet Union collapsed because of decades of institutional sclerosis that had begun under Stalin, and that the problem was not that Gorbachev had undertaken reforms but that they had come so late that the system couldn’t absorb them. If the Chinese Communist Party was to avoid the same fate, the more liberal school concluded, China’s political, economic, and social systems had to reform and open up in a carefully managed way.

It was this second view that Jiang himself subscribed to and that ultimately prevailed during his time in power. Thus the party undertook a wide variety of institutional reforms. It became more responsive to public opinion, loosened its control over civil society, tolerated a relatively open media and intellectual freedoms, permitted feedback mechanisms within the party, and became more transparent in the making of government policies.

Despite these reforms, Jiang’s domestic record was far from an unalloyed triumph. True, he well outperformed the original expectations for his rule and left a legacy of impressive transformation in everything from the military to higher education to rural industry. Yet it was also on his watch that social inequalities deepened, with the country’s Gini coefficient rising from .35 when Jiang took over in 1989 to .45 in 2002 when he stepped down from his position as party leader. Corruption proliferated, and crime increased markedly. Jiang also had his repressive side. It became particularly apparent in a series of campaigns, carried out under the slogan “strike hard,” against a range of crimes throughout the 1990s. Amnesty International documented almost 20,000 executions during the decade. Jiang is even more closely associated with the crackdown on Falun Gong practitioners—a quasi-religious spiritual movement that emphasizes meditation and breathing exercises. He also launched a far-reaching campaign to indoctrinate China’s youth through the Patriotic Education Campaign.

 

On balance, however, Jiang’s rule was very successful. He turned out to be no flowerpot. Viewed in retrospect, after a decade of Xi’s dictatorial rule, the Jiang era looks remarkably open and China’s global reputation far more positive. Outsiders don’t know what Jiang really thought about Xi and his rule, although rumors circulated near the end of his life that he was not at all pleased. The few times that the retired Jiang appeared alongside Xi on official occasions, there was no apparent warmth between the two leaders. After all, they had diametrically opposed understandings of the Soviet Union’s demise and the lessons to be drawn for China and the party. The two leaders’ differing styles of rule lie in their diametrically opposed understanding of the causes of Soviet collapse. Both set out to strengthen the Communist Party and avoid a Soviet-style implosion—but Jiang sought a far more open and flexible party, while Xi has made it into a robotic machine under one-man dictatorship.

Professor David Shambaugh speaks at international conference, “Xi Jinping’s China: What Can We Expect from the 20th Party Congress.”

Professor David Shambaugh, Director of the Elliott School’s China Policy Program, was a speaker at an international conference on “Xi Jinping’s China: What Can We Expect from the 20th Party Congress,” held in the European Parliament in Brussels.